-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DEgR1N+4i1J7oOyMzrr8GP/6EQssa5DKP50OLkr3DDVWxbBkLyPCHGgBhRF54L4Y L9xqANTFAfir7di4BERzbA== 0001104659-07-004535.txt : 20070125 0001104659-07-004535.hdr.sgml : 20070125 20070125150852 ACCESSION NUMBER: 0001104659-07-004535 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070125 DATE AS OF CHANGE: 20070125 GROUP MEMBERS: ARIA PARTNERS (CAYMAN) LTD. GROUP MEMBERS: ARIA PARTNERS GP, LLC GROUP MEMBERS: ARIA PARTNERS II LP GROUP MEMBERS: ARIA RETAIL GP, LLC GROUP MEMBERS: ARIA SELECT CONSUMER FUND LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WET SEAL INC CENTRAL INDEX KEY: 0000863456 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 330415940 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41525 FILM NUMBER: 07552761 BUSINESS ADDRESS: STREET 1: 26972 BURBANK CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 BUSINESS PHONE: 7145839029 MAIL ADDRESS: STREET 1: 26972 BURBANK CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Aria Partners LP CENTRAL INDEX KEY: 0001318280 IRS NUMBER: 954760626 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 11150 SANTA MONICA BLVD. STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-445-6511 MAIL ADDRESS: STREET 1: 11150 SANTA MONICA BLVD. STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90025 SC 13G/A 1 a07-2503_1sc13ga.htm SC 13G/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

SCHEDULE 13G
(Rule 13d-102)

 

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)

(Amendment No. 3)*

WET SEAL, INC.

(Name of Issuer)

Class A Common Stock

(Title of Class of Securities)

981840105

(CUSIP Number)

December 31, 2006

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




 

CUSIP No. 981840105

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Aria Partners LP

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

x

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares* (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person* (See Instructions)
PN

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

2




 

CUSIP No. 981840105

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Aria Partners II LP

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

x

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares* (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person* (See Instructions)
PN

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

3




 

CUSIP No. 981840105

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Aria Partners (Cayman) Ltd.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

x

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares* (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person* (See Instructions)
CO

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

4




 

CUSIP No. 981840105

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Aria Select Consumer Fund LP

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

x

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares* (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person* (See Instructions)
PN

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

5




 

CUSIP No. 981840105

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Aria Partners GP, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

x

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares* (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person* (See Instructions)
OO – Limited Liability Company

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

6




 

CUSIP No. 981840105

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Aria Retail GP, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

x

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares* (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person* (See Instructions)
OO – Limited Liability Company

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

7




 

Item 1.

 

(a)

Name of Issuer
Wet Seal, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
26972 Burbank

Foothill Ranch, CA  92610

 

Item 2.

 

(a)

Name of Person Filing
Aria Partners LP

Aria Partners II LP

Aria Partners (Cayman) Ltd.

Aria Select Consumer Fund LP

Aria Partners GP, LLC

Aria Retail GP, LLC

 

(b)

Address of Principal Business Office or, if none, Residence
The principal business office for each filing person is 11150 Santa Monica Blvd., Suite 700, Los Angeles, CA  90025.

 

(c)

Citizenship
Each of Aria Partners LP, Aria Partners II LP, Aria Select Consumer Fund LP, Aria Partners GP, LLC and Aria Retail GP, LLC is an entity formed in the State of Delaware.  Aria Partners (Cayman) Ltd. is an entity formed in the Cayman Islands.

 

(d)

Title of Class of Securities
Class A Common Stock, $.10 par value.

 

(e)

CUSIP Number
981840105

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

8




 

Item 4.

Ownership

 

 

None of Aria Partners LP, Aria Partners II LP, Aria Select Consumer Fund LP, Aria Partners GP, LLC, Aria Retail GP, LLC or Aria Partners (Cayman) Ltd. is a beneficial owner of any class of the issuer’s securities. 

 

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:  0

 

 

(b)

Percent of class:  0

 

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote 0

 

 

 

(ii)

Shared power to vote or to direct the vote 0

 

 

 

(iii)

Sole power to dispose or to direct the disposition of 0

 

 

 

(iv)

Shared power to dispose or to direct the disposition of 0

 

 

Item 5.

Ownership of Five Percent or Less of a Class

 

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   x.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

 

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

 

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

 

 

Not applicable.

 

Item 9.

Notice of Dissolution of Group

 

 

Not applicable.

 

Item 10.

Certification

 

 

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

9




signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

January 25, 2007

 

 

 

ARIA PARTNERS LP

 

 

 

By:  Aria Partners GP, LLC, its general partner

 

 

 

By:  

/s/ Dana Messina

 

 

 

Dana D. Messina, Managing Member

 

 

 

ARIA PARTNERS II LP

 

 

 

By:  Aria Partners GP, LLC, its general partner

 

 

 

By:  

/s/ Dana Messina

 

 

 

Dana D. Messina, Managing Member

 

 

 

ARIA PARTNERS (CAYMAN) LTD.

 

 

 

By:  Aria Partners GP, LLC, its general partner

 

 

 

By:  

/s/ Dana Messina

 

 

 

Dana D. Messina, Managing Member

 

 

 

ARIA SELECT CONSUMER FUND LP

 

 

 

By:  Aria Retail GP, LLC, its general partner

 

 

 

By:  

/s/ Dana Messina

 

 

 

Dana D. Messina, Managing Member

 

 

 

ARIA PARTNERS GP, LLC

 

 

 

By: 

/s/ Dana Messina

 

 

 

Dana D. Messina, Managing Member

 

 

 

ARIA RETAIL GP, LLC

 

 

 

By: 

/s/ Dana Messina

 

 

 

Dana D. Messina, Managing Member

 

 




JOINT FILING AGREEMENT

 

                In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Class A Common Stock of Wet Seal, Inc. and further agree that this agreement be included as an exhibit to such filing.  Each party to the agreement expressly authorizes each other party to file on its behalf any and all amendments to such statement.  Each party to this agreement agrees that this joint filing agreement may be signed in counterparts.

 

                In evidence whereof, the undersigned have caused this Agreement to be executed on their behalf this 25th day of January, 2007.

 

ARIA PARTNERS LP

 

 

 

By:  Aria Partners GP, LLC, its general partner

 

 

 

By:  

/s/ Dana Messina

 

 

 

Dana D. Messina, Managing Member

 

 

 

ARIA PARTNERS II LP

 

 

 

By:  Aria Partners GP, LLC, its general partner

 

 

 

By:  

/s/ Dana Messina

 

 

 

Dana D. Messina, Managing Member

 

 

 

ARIA PARTNERS (CAYMAN) LTD.

 

 

 

By:  Aria Partners GP, LLC, its general partner

 

 

 

By:  

/s/ Dana Messina

 

 

 

Dana D. Messina, Managing Member

 

 

 

ARIA SELECT CONSUMER FUND LP

 

 

 

By:  Aria Retail GP, LLC, its general partner

 

 

 

By:  

/s/ Dana Messina

 

 

 

Dana D. Messina, Managing Member

 

 

 

ARIA PARTNERS GP, LLC

 

 

 

By:

/s/ Dana Messina

 

 

 

Dana D. Messina, Managing Member

 

 

 

ARIA RETAIL GP, LLC

 

 

 

By:

/s/ Dana Messina

 

 

 

Dana D. Messina, Managing Member

 

 



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